Our Services
We help you keep to give quality advice, quickly and efficiently and make running your licence straightforward.
Support is provided on an ongoing basis in three vital aspects of your SMSF advice business within your practice.

AFSL compliance
Ongoing Australian Financial Services Licence (AFSL) compliance through:
- Peace of mind your advice documents are ASIC compliant
- Quarterly assurance checks to protect your Limited AFSL (via Virtual Risk Manager)
- Compliance checklists and library
- Regular updates and proactive prompts


Advice templates & AFSL documents
Templates to help you quickly & efficiently create advice documents:
- Branded with your own business name & logo,
- Client-friendly & well-articulated
- Easy to use & keep up to date
Pre-advice documents
Privacy policy
Financial Services Guide (FSG) for entities & advisers
Fact Find
PLUS Client File Checklist
Communicating your advice
Statement of Advice (SoA)
Record of Advice (RoA) – letter & e-mail
Execution only letter
Documents to help you to run and protect your Limited AFSL:
AFSL Pro formas
Add/remove a representative
Letter of authority
Conflicts of interest policy
RoA policy
Compliance meeting proforma
AFSL checklists & registers
Representative register
Soft dollar register
Complaints register
Breach register
Conflicts of interest register
Checklist for RM’s adding a representative

SMSF technical support
Maintain and enhance your SMSF competence and expertise with ongoing technical support and training:
- Live and interactive technical CPD webinars to ensure you keep up to date with all legislation, rulings and cases relating to SMSFs
- Technical library
- Newsletters
- Help desk to provide a valuable second opinion or sounding board for your advice strategies (minimum of 4 hours per annum).
